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Sec form 5 filing

WebFORM 4. UNITED STATES SECURITIES AND EXCHANGE COMMISSION. Washington, D.C. 20549. STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP. Filed pursuant to Section 16 (a) of the Securities Exchange Act of 1934. or Section 30 (h) of the Investment Company Act of 1940. OMB APPROVAL. OMB Number: 3235-0287. WebA Form U5 must be filed when an individual leaves a firm for any reason. A Form U5 must be submitted within 30 days of the individual’s employment end date and generally must be filed electronically. Firms are also required to provide the individual with a copy of their Form U5 within 30 days.

SEC Filings Thomson Reuters

Web13 Apr 2024 · United States English. About Amazon Investor Relations SEC filings. Annual reports, proxies and shareholder letters. Quarterly results. SEC filings. Press releases. FAQs. Officers and directors. Corporate governance. Web5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) ... Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, ... ct 気道 https://geraldinenegriinteriordesign.com

Activision Blizzard SEC Filing

Web(excluding SEC holidays). If a filing is submitted after 5:30 p.m. Eastern Time, it will not be deemed filed with the SEC until the following business day (except for filings made pursuant to Rule 462(b) and Section 16 filings, which will receive the date of the actual filing if filed by 10:00 pm Eastern Time). 2024 SEC Filing Deadlines ... Web15 Feb 2024 · 1. Name and Address of Reporting Person*. 1. The Series A Preferred Stock has no expiration date. 2. Represents 100% of the outstanding shares of Series A Preferred Stock of the Issuer. 3. The Series A Preferred Stock may be converted into a number of shares of common stock of the Issuer equal to the holder's pro rata share of all Series A ... Web4 Mar 2024 · EDGAR Filing Agent for all SEC filings including 10K, 10Q, 8K, S1, 10F, 20F, 13G, 13D, Form 3, 4, 5, mutual funds, Reg 1A, Crowdfunding and more. ... Option #3 Filer Tech Support Form ID. Option #4 Corporation Finance Filings Form D. Option #5 Investment Management Filings. Option #6 Transfer Agents Subject to Review. Option #7 Large … ct 檔案

SEC Filing - Palo Alto Networks

Category:SEC Filings SLB - Schlumberger

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Sec form 5 filing

What Is SEC Form 5 & When Is It Due? Securities Lawyer 101

WebForm 13F provides position-level disclosure of all institutional investment managers with more than $100m in assets under management with relevant long US holdings. All US-listed equity securities (including ETFs) in the manager’s portfolio are included and detailed according to the number of shares, the ticker, the issuer name, etc. Web166 rows · SEC.gov Forms List Forms List This page provides links to PDF versions of SEC public forms and many of the rules, regulations, and schedules associated with these …

Sec form 5 filing

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Web13 Apr 2024 · SEC Filings Group. Filing year. Filing date Form Description View; Apr 13, 2024: 4: Statement of changes in beneficial ownership of securities. 0001013237-23-000052.pdf ... particularly its latest annual report on Form 10-K and quarterly reports on Form 10-Q, as well as others, could cause results to differ materially from those stated. WebView the most recent Securities and Exchange (SEC) filings by company at MarketBeat. Filter by form type, stock symbol or CIK number. View the most recent Securities and Exchange (SEC) filings by company at MarketBeat. ... WOODROCK SECURITIES, L.P. (Filer) Form X-17A-5/A: 04/13/2024 6:48 PM: Bickmore Anne Marie (Reporting)

WebFORM 5 ANNUAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES The Commission is authorized to solicit the information required by this Form pursuant to … Web5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) ... Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, ...

Web5 Apr 2024 · An annual report to security holders. 10K Annual Filings. 0001193125-23-092242.rtf. 0001193125-23-092242.pdf. 04/04/23. 4. Statement of changes in beneficial ownership of securities. Form 3,4,5. Web11 Apr 2024 · Additionally, the SEC has extended the EDGAR filing deadline for Form 144 filings from 5:30 p.m. to 10:00 p.m., Eastern time. Forms 144 submitted on or before that filing cut-off will be deemed filed the same business day, in line with the current rules governing Forms 3, 4 and 5. ... 1 On June 2, 2024, the SEC adopted rule and form …

Web29 Dec 2024 · SEC Form S-1 is a registration that companies must file with the SEC before they can go public (in other words, before they can issue publicly traded securities). The form is required under the Securities Act of 1933 and is what companies use to provide investors with critical information about the company. Alternate name: Prospectus.

WebInstead, a person is required to file a Form 5 with respect to a fiscal year only if he or she was an insider during some or all of the issuer’s fiscal year and one or more of the following circumstances exist: (i) the insider engaged in a reportable transaction during the fiscal year that was exempt from Section 16 (b) (other than an ... ct 港Web13 Apr 2024 · 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of … ct 濃染WebThe SEC filing is a financial statement or other formal document submitted to the U.S. Securities and Exchange Commission (SEC). Public companies, certain insiders, and … ct 濃淡Web9 Jan 2024 · SEC.gov Filings & Forms Filings & Forms All companies, foreign and domestic, are required to file registration statements, periodic reports, and other forms … ct 滑环WebWhat is Form 10-Q ？. SEC Form 10-Q is a detailed financial performance report that all public firms must file with the Securities and Exchange Commission every quarter. Because it is filed quarterly, we can treat the 10-Q form as a shortened version of the 10-K form. The table depicts the company's continued financial performance over the year. ct 漏電Web31 Dec 2024 · Corporate insiders must file Forms 3, 4, and 5. The SEC defines a corporate insider as "a company's officers and directors, and any beneficial owners of more than ten … ct 源Web12 Apr 2024 · 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) ... Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, ... easley boxing austin